Corporate > AG Deal Diary > Investment Management Special Report
19 Oct '15

2015-16 Compliance Developments & Calendar for Private Fund Advisers

Registered investment advisers (RIAs) are required to review their policies and procedures on at least an annual basis. As an aid to the required review and to assist with timely completion of required compliance tasks, below is a summary of material developments during the past year and a compliance calendar for the coming 12-month period.

We encourage our investment management clients to consider their regulatory filings requirements and review their policies and procedures.

Click here to read the full report.