Akin Gump has issued a securities litigation alert that examines the background and the impact of the Supreme Court’s review of Lucia v. SEC to resolve the circuit split regarding the SEC’s administrative law judges.
View the full report here.
Jan 18, 2018
By: Peter I. Altman
Akin Gump has issued a securities litigation alert that examines the background and the impact of the Supreme Court’s review of Lucia v. SEC to resolve the circuit split regarding the SEC’s administrative law judges.
View the full report here.
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2022-12-15
On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments regarding Rule 10b5-1 insider trading plans and related disclosures. The amendments aim to strengthen investor protections concerning insider trading and to help shareholders understand when and how insiders are trading in securities for which they may at times have material nonpublic information (MNPI). In light of these amendments, issuers should review and revise, if needed, their insider trading policies and equity grant policies.