2014-15 Compliance Developments & Calendar for Private Fund Advisers
Registered investment advisers are required to review their policies and procedures on at least an annual basis. As aid to the required review, below is a summary of material developments during the past year and a compliance calendar for the coming 12-month period.
We encourage our investment management clients to consider their regulatory filings requirements and review their policies and procedures.
Click here to read the full report.