Corporate > AG Deal Diary > Investment Management Special Report
06 Oct '14

2014-15 Compliance Developments & Calendar for Private Fund Advisers

Registered investment advisers are required to review their policies and procedures on at least an annual basis. As aid to the required review, below is a summary of material developments during the past year and a compliance calendar for the coming 12-month period.

We encourage our investment management clients to consider their regulatory filings requirements and review their policies and procedures.

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