PTAB Determines Indemnification Settlement and “Legal Advice” Insufficient To Show Privity Between Petitioner and Third Party

Aug 7, 2015

Reading Time : 1 min

First, the panel assessed the petitioner’s and third party’s conduct related to the indemnification agreement. That agreement gave the petitioner the ability to control district court litigation against the third party, following prompt notice by the third party of an infringement suit filed against it. However, the panel found the evidence did “not demonstrate sufficiently that [the third [party] made claims under the Agreements that would have triggered [the petitioner’s] right to exercise control over the 2011 district court proceeding.” Instead, the panel found the parties had merely settled the indemnification claims.

Next, the panel turned to the communications between the petitioner and third party. The patent owner adduced evidence of more than forty emails and documents sent between the parties’ counsel concerning the district court litigation, and a privilege log in which the “third party’s in­house counsel was referred to as “co­counsel.” The patent owner argued this evidence showed the petitioner’s “constant involvement and control” of the litigation. Again, the panel was unpersuaded. Instead, the panel found the “communications between [the petitioner’s] inhouse counsel and [a third party’s] counsel, even if characterized as ‘legal advice,’ [did] not establish that [the petitioner] controlled [the third party’s] participation in the 2011 district court proceedings.”

Arris Grp., Inc. v. C­Cation Techs., LLC, IPR2015­00635, Paper 19 (PTAB Dec. 31, 2014) [Pettigrew (opinion), Benoit, Quinn].

Share This Insight

Previous Entries

IP Newsflash

December 18, 2025

The Federal Circuit recently vacated a $20 million jury verdict in favor of a patentee and remanded with instructions to dismiss the case for lack of subject matter jurisdiction, finding that the patentee did not own the asserted patents at the time it filed suit and therefore lacked standing.

...

Read More

IP Newsflash

December 17, 2025

The Federal Circuit recently affirmed a Patent Trial and Appeal Board decision finding claims that had been subject to an ex parte reexamination unpatentable. As a threshold issue, the court held that IPR estoppel under 35 USC § 315(e)(1) does not apply to ongoing ex parte reexaminations. Accordingly, the Patent Office did not err in continuing the reexamination after issuing final written decisions in co-pending IPRs.

...

Read More

IP Newsflash

December 15, 2025

The District of Delaware recently denied a defendant’s motion to dismiss plaintiff’s demand for enhanced damages based on willful infringement pursuant to 35 U.S.C. § 284, explaining that neither a demand for damages under § 284 nor an accusation of willful infringement amount to a claim for relief that can be subject to dismissal under Rule 12(b)(6).

...

Read More

IP Newsflash

December 9, 2025

The Federal Circuit recently denied a petition for a writ of mandamus that challenged the PTO Director’s reliance on “settled expectations” to discretionarily deny two inter partes review (IPR) petitions. In so doing, the court explained that, while it was not deciding whether the Director’s use of “settled expectations” was correct, the petitioner’s arguments about what factors the Director may consider when deciding whether to institute an IPR or post-grant review (PGR) are not generally reviewable and did not provide sufficient basis for mandamus review here.

...

Read More

© 2025 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.