The SEC and FCA Annual Reports: Facts, Figures, Trends
Speakers: Helen Marshall, Michael A. Asaro
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In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at the SEC and FCA’s annual reports to discuss similarities, differences and trends.
Among the topics covered:
- Which is the more active regulator?
- COVID’s impact on investigations.
- Financial penalties in the U.S. and U.K..
- Areas of heightened regulatory concern.
To learn more, search for “financial regulatory” and “white collar” via the menu at top right.