The SEC and FCA Annual Reports: Facts, Figures, Trends

September 22, 2021

This episode has been published. Here is the embed code:

Subscribe to OnAir with Akin Gump via iTunes, SoundCloud, YouTube, Spotify and Google Podcasts.

In this episode, Akin Gump financial regulatory partner Helen Marshall and white collar defense and government investigations practice co-head Michael Asaro look at the SEC and FCA’s annual reports to discuss similarities, differences and trends.

Among the topics covered:

  • Which is the more active regulator?
  • COVID’s impact on investigations.
  • Financial penalties in the U.S. and U.K..
  • Areas of heightened regulatory concern.

To learn more, search for “financial regulatory” and “white collar” via the menu at top right.

Share This Insight

© 2024 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.