In Principle: Key Things Authorised Firms Need to Know for 2022
Including
- The SFDR and the Taxonomy Regulation: Key Developments and What Firms Can Expect
in the Coming Year - New UK Sustainability Disclosure Rules
- Proposed UK Sustainable Product Labels
- New UK Prudential Regime for Investment Firms
- AIFMD Review
- Changes to EU and UK Short Selling Regulations
- Market Abuse - Continued Focus on Remote Working and Surveillance of Market Conduct
- Enforcement Statistics: A Comparison of FCA and SEC Enforcement Activity
- FCA Policy Statement on New Decision Making Process
- Non-Financial Misconduct and Fitness and Properness
- Anti-Money Laundering
- Key Cases and Enforcement Round-up
Attachments
Authors
© 2024 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.