In Principle: Key Things Authorised Firms Need to Know for 2022

January 2022 | Reading Time: 1 min

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In Principle: Key Things Authorised Firms Need to Know for 2022

January 2022

Reading Time : 1 min
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In Principle: Key Things Authorised Firms Need to Know for 2022

By: Helen Marshall, Ezra Zahabi, Joe Hewton, Phil Davies, Suley Siddiqui

Including

  • The SFDR and the Taxonomy Regulation: Key Developments and What Firms Can Expect
    in the Coming Year
  • New UK Sustainability Disclosure Rules
  • Proposed UK Sustainable Product Labels
  • New UK Prudential Regime for Investment Firms
  • AIFMD Review
  • Changes to EU and UK Short Selling Regulations
  • Market Abuse - Continued Focus on Remote Working and Surveillance of Market Conduct
  • Enforcement Statistics: A Comparison of FCA and SEC Enforcement Activity
  • FCA Policy Statement on New Decision Making Process
  • Non-Financial Misconduct and Fitness and Properness
  • Anti-Money Laundering
  • Key Cases and Enforcement Round-up

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