Reminder for RIAs: QPAM Status Filing Due September 15

April 29, 2024 | Reading Time: 1 min

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Reminder for RIAs: QPAM Status Filing Due September 15

April 29, 2024

Reading Time : 1 min
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Reminder for RIAs: QPAM Status Filing Due September 15

By: Bruce E. Simonetti, Michael Roebuck

For the first time, Registered Investment Advisors relying on the QPAM Exemption must file notice of their QPAM status with the Department of Labor by September 15, 2024.

Read our full alert detailing the amendment to the exemption, and what this means for qualifying RIAs, here.

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