SEC Marketing Rule: A 30-Day Compliance Plan

October 4, 2022 | Reading Time: 1 min

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SEC Marketing Rule: A 30-Day Compliance Plan

October 4, 2022

Reading Time : 1 min
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SEC Marketing Rule: A 30-Day Compliance Plan

By: Jason Daniel, Barbara Niederkofler, William K. Wetmore, Brian P. Rafferty

The substantive provisions of the new Marketing Rule come into effect for all private fund managers, fund sponsors and other investment advisers registered with the U.S. Securities and Exchange Commission in one month (i.e., on November 4, 2022).

Please click here to download our 30 Days to Compliance plan. 

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