PTAB Precedential Ruling: Expert Declaration Devoid of Supporting Evidence Dooms IPR Petition

March 24, 2023

Reading Time : 2 min

The Patent Trial and Appeal Board recently rejected an inter partes review petition that relied on a conclusory and unsupported expert declaration. The expert’s written testimony, which repeated portions of the petition verbatim, did not provide the necessary evidence to support the conclusion that one of skill would have understood the prior art as either teaching a limitation or rendering obvious the claims at issue.

A petitioner challenged all claims of a patent directed to a mobile ticketing system for detecting fraudulent activity. That patent’s sole independent claim included a limitation that required associating certain data with a user’s account if fraudulent activity was identified. A prior art reference disclosed a system where a user was blocked from further activity if fraudulent activity was identified. According to the Petitioner, one of skill in the art would have (1) understood that the limitation was necessarily taught by the prior art reference, or (2) found it obvious in light of that reference. The Patent Owner argued that there were ways to block a user other than by associating data with the user’s account and that Petitioner relied only on conclusory statements about the knowledge of one of skill in the art to supply a limitation not taught by the reference.

The Board agreed with the Patent Owner and concluded that both of Petitioner’s arguments were conclusory because they failed to explain why the limitation was necessarily present or why it would have been obvious in light of the reference’s disclosure. Petitioner’s only evidence related to that limitation was the opinion of its declarant. But Petitioner’s declarant did not offer any support for his conclusions, nor cite any additional evidence. He simply repeated verbatim the conclusory statements found in the petition. The Board reiterated that unsupported expert testimony that does not disclose the underlying facts or data on which it is based is entitled to little weight. That was the case here and the Board concluded that Petitioner had failed to meet its burden and declined to institute review.

Practice Note: When relying on an expert to support an argument of unpatentability in an IPR proceeding, a petitioner must ensure that the expert fully explains his or her opinion and provides the necessary supporting facts. Conversely, patent owners should scrutinize an adversary’s expert declaration and ensure that the expert has properly supported and explained his or her opinions.

Xerox Corp. v. Bytemark, Inc., IPR2022-00624, Paper No. 9 (Aug 24, 2022) (designated precedential Feb. 10, 2023)

Share This Insight

Previous Entries

IP Newsflash

June 6, 2025

In a precedential opinion, the Federal Circuit definitively held that the Patent Trial and Appeal Board has jurisdiction over IPRs that concern expired patents.

...

Read More

IP Newsflash

June 6, 2025

In a patent infringement litigation in the U.S. District Court for the Eastern District of Texas, Judge Rodney Gilstrap denied a joint motion to stay the litigation pending resolution of inter partes review when it was uncertain that all defendants would be bound by the statutory estoppel provision of 35 U.S.C. § 315(e).

...

Read More

IP Newsflash

May 30, 2025

A district court recently dismissed a patent infringement complaint for improper venue under 28 U.S.C. § 1400(b), finding that the storage and distribution of products from an Amazon warehouse was not sufficient to establish that warehouse as a regular and established place of business in the district.

...

Read More

IP Newsflash

May 27, 2025

The Federal Circuit affirmed a District of Delaware finding of non-infringement in an ANDA litigation due to the patentee’s clear and unmistakable disavowal of claim scope during prosecution. Specifically, the court held that statements made during prosecution of a parent application before the asserted claims were allowed amounted to a prosecution disclaimer that extended to subsequent patents in the family. In reaching this conclusion, the court rejected an attempt by the patentee to resurrect the claim scope through a unilateral, self-serving statement made in later applications in the family.

...

Read More

IP Newsflash

May 13, 2025

The Federal Circuit recently affirmed a district court’s holding that patent term extension (PTE) for a reissued patent was properly based on the issue date of the original patent and not that of the reissued patent. The Federal Circuit concluded that, where both the original and reissued patents claimed a drug product under regulatory review, using the issue date of the original patent to calculate PTE comports with both the purpose of the Hatch-Waxman Act and the related statutory context.

...

Read More

IP Newsflash

May 12, 2025

The Patent Trial and Appeal Board recently declined to institute a petition for IPR that was filed on the same day that the petitioner filed another petition challenging the same claims of the same patent. The board was not persuaded by petitioner’s arguments that a second petition was needed due to alleged claim construction issues or the number, length or scope differences of the challenged claims.

...

Read More

IP Newsflash

May 9, 2025

The USPTO Director vacated the board’s decision to institute inter partes review based on an erroneous application of the Fintiv factors. Specifically, the Director found that the board placed too much emphasis on Petitioner’s Sotera stipulation, and not enough emphasis on the investment in the parallel litigation. Weighing the factors as a whole, the Director determined that institution should be denied.

...

Read More

IP Newsflash

May 9, 2025

In an institution decision following the USPTO’s withdrawal of its Fintiv Memo, the board addressed discretionary denial of an IPR under Fintiv in view of a parallel ITC investigation. The board noted it would not consider the now-rescinded June 2022 memo from then-director Vidal which instructed that the PTAB would not deny institution of an IPR or PGR under Fintiv when the request is based on a parallel ITC investigation. The board conducted a Fintiv analysis in view of the ITC investigation, but ultimately determined that discretionary denial was not warranted in this particular situation.

...

Read More

© 2025 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.