
Lance Jasper
Partner
Areas of Focus
- White Collar Defense & Government Investigations
- Securities Enforcement & Litigation
- Disputes & Investigations
- Global Investment Adviser Regulatory
- Investment Funds Litigation
- Antibribery/Foreign Corrupt Practices Act (FCPA)
- Energy Regulation, Markets & Enforcement
- Private Capital
- National Security & Global Investigations
- Digital Assets, Cryptocurrency & Blockchain
- Advises public and private companies, investment advisers, private funds, financial institutions and high-net-worth individuals in high-stakes SEC investigations, SEC enforcement proceedings, SEC examinations and civil litigation, including privacy and corporate-impersonator litigation, film finance litigation, breach of contract matters and cybersecurity matters.
- Served for ten years in the SEC’s Enforcement Division leading high-profile investigations and litigations.
- Go-to advisor for public company disclosures, internal investigations, digital assets, policies and procedures, whistleblower response, trading analysis and compliance, mitigating exposure to scams and impersonation and other regulatory and compliance matters.
- Go-to litigator for film finance, breach of contract, section 1783 discovery, privacy and securities litigation in California state and federal courts.
Lance is a trusted advisor and thoughtful strategist for his clients. He represents public and private companies, investment advisers, hedge funds, private equity funds, financial intermediaries, boards of directors, audit committees and high-net-worth individuals in a range of internal and government investigations, regulatory examinations, enforcement proceedings and litigation.
Prior to joining Akin, Lance served for more than ten years in the U.S. Securities and Exchange Commission’s (SEC) Enforcement Division in the Los Angeles Regional Office. During his decade-long tenure at the Commission, Lance conducted some of the SEC’s highest-priority and most complex investigations concerning public company disclosures, executive and director compensation, investment adviser violations, insider trading, offering frauds, FCPA violations, FINRA and Nasdaq compliance, Ponzi schemes, broker-dealer registration, Bank Secrecy Act reporting, director independence, and accounting fraud. Notably, while at the SEC, he led a multi-year public company disclosure investigation into a multinational energy company, resulting in one of the largest settlements ever achieved by the agency. Lance also has elite expertise in Software-as-a-Service (SaaS) governance, investigations and disclosure-related matters.
Lance leverages his investigation and litigation experience, deep knowledge of the federal securities laws and intimate familiarity with the SEC's processes, tactics and staff to his clients’ benefit—offering key insights to improve and streamline compliance, improve corporate disclosures and controls, identify and prevent potential misconduct before it occurs, minimize exposure and, if necessary, formulate an informed, strategic response to regulators. He brings a decade of hard-earned credibility with the SEC and its staff to representing clients before the agency. Lance also has extensive experience working closely with other regulatory authorities, including the U.S. Department of Justice (DOJ), the Federal Reserve, the Financial Industry Regulatory Authority (FINRA), state securities regulators, and state and federal banking regulators.
Lance graduated with highest honors from Columbia Law School, where he was a James Kent Scholar. He received his B.A., summa cum laude and Scholar of the College from Boston College. Prior to his tenure at the SEC, Lance was an associate in the litigation and bankruptcy groups of an elite Los Angeles-based law firm and clerked in the U.S. Court of Appeals for the Ninth Circuit (Judge Pamela Ann Rymer) and the U.S. District Court for the Southern District of New York (Judge Naomi Reice Buchwald).
- Advised multinational hedge fund in defending SEC investigation concerning digital assets and conflicts of interest resulting in no enforcement action.
- Achieved complete victory for securities traders in mortgage-backed securities litigation.
- Guided investment adviser firm in effective response to SEC investigation concerning conflicts of interest and board of director compensation.
- Defended multinational SaaS company in SEC investigation.
- First chaired successful SEC trial on securities fraud and registration charges.
- First chaired successful arbitration for film investor and producer.
- Facilitated complaints to regulators concerning misconduct in matters concerning digital assets and fraudulent conduct by former client associates.
- Represented sovereign wealth fund, high-net-worth individuals, investment adviser firm and others in investigations and litigations related to impersonation and identity theft.
- Advised investment funds, high-frequency trading firms, broker-dealers and underwriters on cryptocurrency and digital assets compliance.
EducationJ.D., Columbia Law School, with highest honors, 2006
M.P.A, Harvard University, 2006
B.A., Boston College, summa cum laude, 2002
J.D., Columbia Law School, with highest honors, 2006
M.P.A, Harvard University, 2006
B.A., Boston College, summa cum laude, 2002
ClerkshipsU.S.D.C., Southern District of New York
U.S.C.A., 9th Circuit
U.S.D.C., Southern District of New York
U.S.C.A., 9th Circuit
Bar AdmissionsCalifornia
California
- SEC, Enforcement Director Awards, 2014, 2015, 2016, 2018, 2019.
- SEC, Special Act Awards, 2015, 2016, 2018, 2022, 2023.
- SEC Charges 10 Microcap Companies with Securities Registration Violations, 2023
- SEC Charges Repeat Securities Violator and Related Companies, 2022
- SEC Charges Investment Adviser with Failing to Disclose Conflicts of Interest, 2022
- SEC Obtains Emergency Asset Freeze, Charges Actor with Operating $690M Ponzi Scheme, 2021
- SEC Charges Medical Investigator with Insider Trading, 2021
- SEC Charges Fusion Hotel Management and Principal with Securities Fraud, 2021
- SEC Charges Investment Adviser with Defrauding Clients, 2019
- Petrobras Reaches $1.56B Settlement with SEC for Misleading Investors, 2018
- SEC Charges Investment Adviser with Defrauding Professional Athlete, 2017
- SEC Charges Corporate Attorney and Wife with Insider Trading, 2014
- SEC Obtains Asset Freeze in California-Based Real Estate Investment Scheme, 2013
- Super Lawyers, Southern California, Rising Star, 2013.
- Columbia Law School, James Kent Scholar, 2003, 2004.
- Boston College, Phi Beta Kappa, 2002.
- Board Member, Bet Tzedek Legal Services, Los Angeles, 2025 to present.
- Senior Counsel, Los Angeles, Enforcement Division, U.S. Securities and Exchange Commission, 2013 to 2023.
- California Administration of Justice Committee, 2014 to 2015.
- "Atkins-led SEC Recognizes that Conflicts of Interest must be "Material" in Complaint alleging Fraud and Breaches of Fiduciary Duties by Investment Adviser," June 2025.
- “Rise of the Whistleblower: What Companies Need to Know in the Revamped Regulatory Landscape,” Akin Webinar, March 2025.
- “Insider Trading, 10b5-1 Plans and Shadow Trading,” 55th Los Angeles County Bar Association Securities Regulation Seminar Program, October 2024.
- “Cybersecurity After SolarWinds: Practical Guidance for CISOs Under the New Rules,” August 2024.
- “The Evolution of Insider Trading Rules: What You Need to Know,” Managed Funds Association Compliance 2024 Conference, May 2024.
- “The SEC Wins ‘Shadow Insider Trading’ Trial,” April 2024.
- “SEC Announces First Off-Channel Communications Enforcement Action Against a Standalone Private Fund Manager,” April 2024.
- “Coinbase Court Embraces ‘Ecosystem’ Approach to Identifying Crypto-Asset Securities,” April 2024.
- “New Challenges for Private Fund Managers,” Akin AI Summit, February 2024.
- “SEC Fines 16 Firms More Than $81 Million for Off-Channel Communications,” February 2024.
- “Attorneys as Traders & Advisors: Recent Developments of Insider Trading Law,” Association of Corporate Counsel Southern California, In-House Counsel Conference, January 30, 2024.
- “Are Crypto Tokens Securities? Terraform Court Says ‘Yes’ in Extensive Decision,” January 2024.
- SEC and FASB Forum, Nevada, 2018.
- SEC Hot Topics, California, 2017.
- SEC Spotlight on Financial Reporting, California, 2017.