SEC Marketing Rule: A 30-Day Compliance Plan
The substantive provisions of the new Marketing Rule come into effect for all private fund managers, fund sponsors and other investment advisers registered with the U.S. Securities and Exchange Commission in one month (i.e., on November 4, 2022).
Please click here to download our 30 Days to Compliance plan.
Contact Information
If you need assistance or have questions regarding this alert, please contact your Akin Gump relationship attorney or one of the authors.
| Brian T. Daly New York +1 212.872.8170 |
Jason M. Daniel Dallas +1 214.969.4209 |
|
Barbara Niederkofler |
William K. Wetmore San Francisco +1 415.765.9572 |
| Brian P. Rafferty New York +1 212.872.7482 |
Authors
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