Phil Davies is an associate in the financial regulatory group in London, with experience in both contentious and non-contentious matters.

Phil’s recent contentious regulatory experience includes assisting clients (both corporates and individuals) in:

• FCA and Skilled Persons investigations.
• Preparing for regulatory interviews.
• Responding to information and document requirements.

Phil also has experience advising on the following matters:

• Authorizations and approvals, including change of control.
• Senior Managers and Certification Regime.
• Post-Brexit changes to the U.K. financial regulatory regime.
• Cross-border compliance advice.
• Market conduct and governance.
• Regulatory notification requirements.