Practice

Philip Woodruff is a counsel in the financial regulatory group. He advises on various aspects of UK and EU financial services regulation, particularly in relation to asset management activities. His experience includes:

  • advising on the application of AIFMD in relation to fund structuring, transparency obligations and cross-border marketing.
  • advising investment firms on the application of MiFID/MIFIR.
  • advising on various disclosure and transparency obligations, including under SSR, EMIR, SFTR and the FCA’s Disclosure and Transparency Rules.
  • advising on change of control issues applicable to regulated entities.
  • advising on the impact of market abuse rules.
  • advising on FCA rules applicable to UK authorized persons.